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The District of Columbia has announced information in regard to their new Regulatory Requirements beginning in 2012. We have posted this information here for your review and info. More info will be posted here soon for MD and VA Regulatory Requirements once that info is received from the regulatory offices.
District of Columbia RIA Info: DC Regulation Online Invitation Letter with Agenda
MD RIA Info: MD Regulation Online Invitation Letter
Earlier this year, we held two Meet the Regulators Calls. Below are the links from the recording of these two calls. We have also posted Resource links for you, as well as the PowerPoint Presentation that was discussed during the VA call.
Here is a link to the Virginia call https://www3.gotomeeting.com/register/868200942
Here is a link to the Maryland call https://www3.gotomeeting.com/register/299066582
Helpful Resource Links:
www.nasaa.org
www.scc.virginia.gov/srf
http://www.oag.state.md.us/securities/
VA RIA Registration Presentation
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