Allied Professional Seminar and Networking Event
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Allied Professional Seminar and Networking Event

The CFA Society Washington, DC invites FPA members to attend the upcoming education program How to Survive Your Next SEC Audit! A networking and CE event! Register on CFA website - link provided below!

 Export to Your Calendar 2/27/2018
When: 02/27/2018
4:00 pm
Where: Map this event »
The Tower Club
8000 Towers Crescent Drive, Suite 1700
Vienna, Virginia  22182
United States
Contact: Jennifer Quigley
703-734-4618

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The CFA Society Washington, DC invites FPA members to attend the upcoming education program How to Survive Your Next SEC Audit - February 27, 2018 – 4:00 – 6:00 pm at The Towers Club, 8000 Towers Crescent Drive, Suite 1700, Vienna, VA 22182.

Silver Line Tysons Corner Metro - Fees: Members: $45.00, Non-Members $60.00 – FPA Members use Code FPARIA to receive Member Price on CFAW website: https://www.cfasociety.org/washingtondc/Pages/CurrentEvents.aspx

Join the CFA Society for an Allied Professional Event!

Register on line as a FPA Member NOW!

How to Survive your Next SEC Audit

Tuesday, February 27th, 2018

4pm - 6pm

With an SEC administration change, uncertainty about the future of a unified fiduciary standard, and constant technological advancements compliance is hardly “a walk in the park” these days. Learn from a former SEC auditor about the most common and easily addressable SEC audit infractions to save time and money for your firm as well as your image with clients.

Learning Objectives:

1. Better understanding of what an SEC audit encompasses

2. Gain insight on the most common infractions

3. Learn how to bolster your firm’s compliance to minimize audit friction

Who Should Attend?

· CEOs

· CCOs

· CIOs

· Traders

Location:

The Tower Club Tysons Corner

8000 Towers Crescent Dr #1700 

Vienna, VA 22182

Metro: Tysons Corner (Silver line)

Cost:

FPA Members: $45 - Non-Member: $60

More Info - https://www.cfasociety.org/washingtondc/Lists/Events%20Calendar/DispForm.aspx?ID=465&Source=https://www.cfasociety.org/washingtondc/Lists/Events%2520Calendar/calendar.aspx

REGISTRATION: https://www.cfasociety.org/washingtondc/Documents/For%20FPA%20Members%20click%20here.pdf - CODE FPARIA

 

Register on CFA website: FPA Members use Code FPARIA to receive Member Price on CFAW website: https://www.cfasociety.org/washingtondc/Pages/CurrentEvents.aspx